Who We Are 

Cloudbreak Compliance Group was founded in 2015 to provide private fund managers and other investment advisers with outsourced regulatory compliance consulting services.  Our mission is to help each client foster a strong culture of compliance by providing ongoing senior-level support and proactively informing them about the latest regulatory developments.  Our hands-on approach is highlighted by regular dialogue and on-site meetings, allowing us to continually assess and evaluate our clients’ compliance needs and to track and assume their key regulatory responsibilities.

Leadership Team

Cloudbreak has a hands-on leadership team supported by other seasoned compliance professionals.

 

TODD KAPLAN

Principal and Founder
todd@cloudbreakcompliance.com

Over a decade of experience developing industry-leading compliance programs, conducting mock audits and regulatory reviews, and helping clients navigate complex regulatory issues, including insider trading, research practices, investment and expense allocations. Licensed attorney in the State of New York.

Previous experience includes: 

  • Director, Duff & Phelps (US) LLP (formerly Kinetic Partners) 

  • Associate, Hedge Fund Group, Kleinberg, Kaplan, Wolff & Cohen, P.C. 

  • Associate, Investment Management Group, Schulte Roth & ZabelLLP

MICHAEL CAIRO

Director
mike@cloudbreakcompliance.com

Extensive experience with in-house compliance functions, including trade surveillance, filing requirements, research due diligence and overall knowledge of back-office functions, including a decade at Blue Ridge Capital, which managed $9 billion in assets.

Previous experience includes: 

  • Chief Compliance Officer, Blue Ridge Capital 

  • Compliance and Regulatory Reporting group, Amaranth Advisors LLC  

  • Regulatory roles at several broker-dealers, including Barclays Capital, Daiwa Securities and ING Barings 

  • Examiner, New York Stock Exchange